题目内容

According to the Mosaic Theory, what kind of the following information can most likely be used in the investment recommendation by the practitioner?

A. Public information.
B. Non-material nonpublic information.
C. Both A and B.

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Yuan, CFA, is a fund manager works on an independent investment institution. He manages a

A. Yes, because the decision against IPS
B. No, because the beneficiary is Jack.
C. No, because the private equity has a good return.

To minimize the impact material nonpublic information inside the investment firm, which of the following actions are appropriate except:

A. Banning personal trading.
Building firewalls.
Cutting compliance department to increase efficiency.

社会工作者小陈了解到住院患者王大爷生活贫困,与儿子多年不来往的情况后,一方面经常与王大爷聊天,鼓励他配合治疗;另一方面与医院协调,减免了他的部份医疗费用;还与王大爷的儿子联系,帮助改善父子关系。根据上述内容,小陈的工作属于()。

A. 社会康复服务领域
B. 矫正社会工作领域
C. 心理健康服务领域
D. 医务社会工作领域

Yuan, CFA, is a famous research analyst works on Golden Securities. Sam Group appreciates

A. accept this assignment with a flat fee and disclose this relationship in the report.
B. accept this assignment with a fee linked the Sam Group stock price and disclose the fee in the report.
C. reject this assignment because it will compromise his independence and objectivity.

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