Yuan, CFA, is a fund manager works on an independent investment institution. He manages a
A. Yes, because the decision against IPS
B. No, because the beneficiary is Jack.
C. No, because the private equity has a good return.
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To minimize the impact material nonpublic information inside the investment firm, which of the following actions are appropriate except:
A. Banning personal trading.
Building firewalls.
Cutting compliance department to increase efficiency.
社会工作者小陈了解到住院患者王大爷生活贫困，与儿子多年不来往的情况后，一方面经常与王大爷聊天，鼓励他配合治疗;另一方面与医院协调，减免了他的部份医疗费用;还与王大爷的儿子联系，帮助改善父子关系。根据上述内容，小陈的工作属于（)。
A. 社会康复服务领域
B. 矫正社会工作领域
C. 心理健康服务领域
D. 医务社会工作领域
Yuan, CFA, is a famous research analyst works on Golden Securities. Sam Group appreciates
A. accept this assignment with a flat fee and disclose this relationship in the report.
B. accept this assignment with a fee linked the Sam Group stock price and disclose the fee in the report.
C. reject this assignment because it will compromise his independence and objectivity.
Which of the following is most likely part of the CFA Institute Standards of Professional Conduct, Standard I–Professionalism？ Members and candidates:
A. must understand and comply with all applicable laws.
B. must not engage in practices that distort prices or artificially inflate trading volume with the intent to mislead market participants.
C. must deal fairly and objectively with all clients when providing investment analysis, making investment recommendations, taking investment action, or engaging in other professional activities.
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