题目内容

In securing the shares for all accounts under her management, Linda Kammel of Northwest Futures purchased three blocks of shares at three different prices. She then allocated these shares by placing shares from the first block in accounts with surnames beginning with A-G. The second was allocated over accounts H-P, and the third over Q-Z. This action is:（）

A. not permissible under the Code and Standards.
B. consistent with her responsibilities under the Code and Standards.
C. permissible so long as the commissions per share are the same across all accounts.

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The committee charged with recommending a compensation package for members of a firm’s board of directors has recommended that in addition to compensation of $10000 for each board meeting attended, board members will be able to use one of the firm’s corporate jets up to twice each year and will receive a finder’s fee of 0. 1% if they identify an acquisition target that the firm acquires while the member is still on the board. Are these policies consistent with good corporate governance practices Use of Jet Finder’s fees（）①A. Yes Yes ②B. No Yes ③C. No No

A. ①
B. ②
C. ③

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Weights to be used in calculating a company’s weighted average cost of capital are least appropriately based on:（）

A. the company’s current capital structure.
B. the average capital structure weights for companies of a similar size.
C. the average capital structure weights for companies in the same industry.

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Would an increase in net profit margin or in the firm’s dividend payout ratio increase a firm’s sustainable growth rate Net profit margin Dividend payout ratio（）①A. Yes Yes ②B. No No ③C. Yes No

A. ①
B. ②
C. ③

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Which of the following statements about demand and consumer choice is least likely correct（）

A. The elasticity of demand for a good increases over time.
B. In the short run, if the price of gasoline increases, consumption of gasoline will decrease by a smaller percentage.
C. In the short run, if the price of a brand of flour increases, consumption of that brand of flour will decrease by a smaller percentage.

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A. not permissible under the Code and Standards. B. consistent with her responsibilities under the Code and Standards. C. permissible so long as the commissions per share are the same across all accounts.

Weights to be used in calculating a company’s weighted average cost of capital are least appropriately based on:（）

Would an increase in net profit margin or in the firm’s dividend payout ratio increase a firm’s sustainable growth rate Net profit margin Dividend payout ratio（）①A. Yes Yes ②B. No No ③C. Yes No

Which of the following statements about demand and consumer choice is least likely correct（）

A. not permissible under the Code and Standards.
B. consistent with her responsibilities under the Code and Standards.
C. permissible so long as the commissions per share are the same across all accounts.