题目内容

下列关于期货公司风险监管指标的相关术语的表述中,正确的是______。

A. 资产、流动资产是指期货公司的自身资产,不含客户保证金
B. 负债、流动负债是指期货公司的对外负债,不含客户权益
C. 风险监管报表不包括客户分离资产报表
D. 重大业务是指可能导致期货公司净资本等风险监管指标发生10%以上变化的业务

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How"s this for a coincidence Charles Darwin and Abraham Lincoln were born in the same year, on the same day: Feb. 12, 1809. Although people hardly think of them in tandem, yet instinctively, we want to say that they belong together. It"s not just because they were both great men, and not because they happen to be exact contemporaries. Rather, it"s because the scientist and the politician each touched off a revolution that changed the world. They were both revolutionaries in the sense that both men upended realities that prevailed when they were born. They seem—and sound—modern to us, because the world they left behind them is more or less the one we still live in. So, considering the joint greatness of their contributions—and the coincidence of their conjoined birthdays—it is hard not to wonder: who was the greater man It"s an apples-and-oranges—or Superman-vs.-Santa—comparison. But if you limit the question to influence, very quickly the balance tips in Lincoln"s favor. As great as his book on evolution is, it does no harm to remember that Darwin hurried to publish The Origin of Species because he thought he was about to be scooped by his fellow naturalist Alfred Russel Wallace. In other words, there was a certain inevitability to Darwin"s theory. Ideas about evolution surfaced throughout the first part of the 19th century, and while none of them was as convincing as Darwin"s—until Wallace came along—it was not as though he was the only man who had the idea. Lincoln, in contrast, is unique. Take him out of the picture, and there is no telling what might have happened to the country. True, his election to the presidency did provoke secession and, in turn, the war itself, but that war seems inevitable—not a question of if but when. Once in office, he becomes the indispensable man. Certainly we know what happened once he was assassinated: Reconstruction was ad-ministered punitively and then abandoned, leaving the issue of racial equality to dangle for another century. If Darwin were not so irreplaceable as Lincoln, that should not negate his accomplishment. No one could have formulated his theory any more elegantly. Their identical birthdays afford us a superb opportunity to observe these men in the shared context of their time—how each was shaped by his circumstances, how each reacted to the beliefs that steered the world into which he was bom and ultimately how each reshaped his corner of that world and left it irrevocably changed. Charles Darwin and Abraham Lincoln belong together in that

A. they were born on the same day.
B. they lived in the same period of time.
C. they brought up revolutions to the world.
D. they were born to be successful men.

非结算会员的结算准备金余额低于规定或者约定最低余额的,未在结算协议约定的时间内追加保证金或者自行平仓的,全面结算会员期货公司依法有权采取的措施是______。

A. 及时向中国证监会举报
B. 及时向期货交易所报告
C. 对该非结算会员的持仓强行平仓
D. 对该非结算会员进行公开谴责

根据《期货公司风险监管指标管理办法》的规定,在期货公司净资产的基础上,按照变现能力对资产负债项目及其他项目进行风险调整后得出的综合性风险监管指标是指______。

A. 流动资本
B. 净资本
C. 固定资本
D. 可变现资本

根据以下案例,回答下面问题: 某期货公司注册资本6500万元,董事长王某在期货公司里面工作十余年,总经理赵某曾经在证券公司任职近8年,副总经理李某在期货公司里从事期货业务已满6年,王某、李某在期货公司连续担任董事长、副总经理分别达5年、4年之久,王某已经获得期货从业资格。2007年5月,该期货公司副总经理李某因违法犯罪受到刑事处罚。2008年7月,该期货公司的资本达到2.3亿元,于是该公司开始申请金融期货全面结算业务资格。 该期货公司申请金融期货全面结算业务资格但未获批准,根据《期货公司金融期货结算业务试行办法》的规定,其原因可能是______。

A. 该期货公司的注册资本不符合法律规定
B. 王某、赵某和李某的期货或者证券从业时间不符合法律规定
C. 李某因违法犯罪受到刑事处罚
D. 王某、赵某和李某中具有期货从业人员资格的人数不符合法律规定

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