题目内容

Yuan, CFA, is a portfolio manager, who has two clients. Both clients have the same amount

A. ensure that he does the same investment strategy for both clients.
B. communicate with both clients about the change and inform them that the investment is based on his opinion.
C. do both of that.

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Thomas Anderson, CFA, recently quit his job as an investment consultant and started his own business. Based on his memories, he recreated the investment model he made at his former employer. Anderson provided the model to some prospective clients as an example to prove his abilities. Did Anderson violate any CFA Institute Standards of Professional Conduct？

A. Yes, with regard to Standard V (C)-Record Retention.
B. Yes, with regard to Standard V (B)-Communication with Clients.
C. No.

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Yuan, CFA, was a junior research analyst at Golden Finance. He wrote a report that included predictions from an econometric model developed by his colleagues. He highlighted the source of this projection. The report also contained all relevant statistical data on the model and his comments on the accuracy of the model. For the Standard V (A)-Diligence and Reasonable Basis, Yuan had:

A. not violated the Standard V (A).
B. violated the Standard by including quantitative details in the report.
C. violated the Standard by not testing the model himself.

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Under rational expectations, a shift to a more expansionary economic policy would:

A. fail to reduce the unemployment rate in either the short or long term.
B. reduce the short run unemployment rate, but not the long term rate.
C. reduce the long and short term unemployment rate.
D. reduce the long run unemployment rate, but not the short term rate.

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Changes in the budget deficit due to government actions are called:

A. mandatory fiscal policy.
B. Keynesian policy.
C. monetary policy.
D. discretionary fiscal policy.

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Yuan, CFA, is a portfolio manager, who has two clients. Both clients have the same amount

A. ensure that he does the same investment strategy for both clients. B. communicate with both clients about the change and inform them that the investment is based on his opinion. C. do both of that.

Under rational expectations, a shift to a more expansionary economic policy would:

Changes in the budget deficit due to government actions are called:

A. ensure that he does the same investment strategy for both clients.
B. communicate with both clients about the change and inform them that the investment is based on his opinion.
C. do both of that.