题目内容

Which of the following is most correct regarding standard IV-Duties to Employers?

A. Members are not allowed to participate in independent practice.
B. Under no circumstance shall a member violate his loyalty to his employer.
C. When the employer engages in illegal activities, the actions taken by the employee to protect the integrity of the capital market are permitted.

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Justin Banks just won the lottery and is trying to decide between the annual cash flow payment option or the lump sum option. Justin can earn 8% at the bank and the annual cash flow option is $100,000/year, beginning today for 15 years. What is the annual cash flow option worth to Justin today?

A. $855,947.87.
B. $1,500,000.00.
C. $1,080,000.00.
D. $924,423.70.

Use the following data to calculate the standard deviation about the expected return: 50% chance of a 12% return 30% chance of a 10% return 20% chance of a 15% return

A. 2.5%.
B. 3.0%.
C. 1.7%.
D. 3.3%.

Which of the following statements is FALSE?

A. The interquartile range contains half the data points in the data set.
B. The interquartile range is set at half the distance between the largest and smallest number in the data set.
C. If the median is on the left side of the interquartile range the data is skewed to the left.
Downside outliers are those observations below the first quartile less 1.5 times the interquartile range.

There are 35 observations arrayed in a stem and leaf display. What is the mode and median of this data? 5 | 0113566689 6 | 00222235567889 7 | 00223456678

A. 62 and 65.
B. 60 and 63.
C. 65 and 62.
D. 62.5 and 62.5.

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