The Securities Act of 1933 requires the registration of all securities issued to the public. Such registration requires which of the following disclosures:
A. Description of the firm’s properties and business
B. Description of the securities
C. Information about management
D. Financial statements audited by public accountants
E. All of the above.
查看答案
All of the following are true of the Williams Act except for
A. Consists of a series of amendments to the 1934 Securities Exchange Act
B. Facilitates rapid takeovers over target companies
C. Requires investors acquiring 5% or more of a public company to file a 13(d) with the SEC
D. Firms undertaking tender offers are required to file a 14(d)-1 with the SEC
E. Acquiring firms initiating tender offers must disclose their intentions and business plans
Which of the following is among the least regulated industries in the U.S.?
A. Defenses
B. Communications
C. Retailing
D. Public utilities
E. Banking
In determining whether a proposed transaction is anti-competitive, U.S. regulators look at all of the following except for
A. Market share of the combined businesses
B. Potential for price fixing
C. Ease of new competitors to enter the market
D. Potential for job loss among target firm's employees
E. The potential for the target firm to fail without the takeover
Which of the following factors contributed to the end of the fifth merger wave?
A. Stock market downturn
B. Economic slowdown
C. Antitrust enforcement
D. None of the above
E. Both a and b
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