题目内容

期货公司有下列哪些欺诈客户行为之一的,责令改正,给予警告,没收违法所得,并处违法所得1倍以上5倍以下的罚款;没有违法所得或者违法所得不满10万元的,并处10万元以上50万元以下的罚款;情节严重的,责令停业整顿或者吊销期货业务许可证?()

查看答案
更多问题

在调查操纵期货交易价格、内幕交易等重大期货违法行为时,经国务院期货监督管理机构主要负责人批准,可以限制被调查事件当事人的期货交易,但限制的时间不得超过15个交易日;案情复杂的,可以延长到()个交易日。

期货公司的股东、实际控制人或者其他关联人在期货公司从事期货交易的,期货公司应当自开户之日起()内向其住所地的中国证监会派出机构备案。

SECTION C NEWS BROADCAST
Questions 18 and 19 are based on the following news. At the end of the news item you will be given 20 seconds to answer the questions. Now listen to the news. 
The U.N resolution calls for greater international intelligence and law enforcement cooperation. And it requires states to change their banking laws in order to police the global network of terrorisms financiers. It makes providing funds for terror activities a criminal offence and would freeze bank accounts of those who sponsor terrorism.
18. The UN resolution is about international efforts in tightening control on ____.

A. terrorism activities
B. terrorists’ networks
C. weapons for terrorists
D. funding for terrorism

期货公司董事会拟免除首席风险官职务的,应当提前通知()。

答案查题题库