Which of the following statements is true about international or transnational securities ( )
A. One of the major differences between international and domestic securities is that the currency of funds raised is different. The former is foreign currency and the latter is domestic currency
B. One of the major differences between international and domestic securities is that the issuers and investors of international securities usually belong to different countries or economic entities
C. The issuance and trading of international securities shall normally be governed by the securities law of the home country of the international securities issuer
D. One of the major differences between international securities and domestic securities is that the location of the issuer of international securities and the location of securities fund-raising usually belong to different economies
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The following options do not belong to the three major objectives of securities supervision identified by IOSCO in the Objectives and Principles of Securities Supervision ( )
A. Protect investors
B. Ensure market fairness, efficiency and transparency
C. Reduce System Risk
D. Strengthen Law Enforcement Cooperation
With regard to the Memorandum of Understanding, the following statements are incorrect: ( )
A. The Memorandum of understanding is usually not legally binding.
B. The Memorandum of Understanding is the securities authority of the economic entity concerned, rather than the contracting body of international treaties.
C. The Memorandum of Understanding generally provides for the exchange of information, law enforcement cooperation and technical assistance.
D. The Requesting Party may obtain legal relief under the Memorandum of Understanding.
The following is the correct option for the memorandum on international banking supervision cooperation ( )
A. Memorandum generally has legal effect.
B. Memorandum can realize the sharing of regulatory information.
C. Memorandum may supersede the domestic law of the parties.
D. The memorandum generally deals with confidentiality requirements.
Which of the following statements is true about Basel I, Basel II and Basel III ( )
A. Basel II mainly modifies the numerator part of capital adequacy ratio stipulated in Basel I, and Basel III mainly modifies the denominator part of capital adequacy ratio stipulated in Basel I
Basel III has increased the proportion of supervision capital (or regulatory capital) and tightened the requirements of this capital
C. Basel III increases the requirements of leverage ratio
D. Basel II and Basel III not only stipulate supervision capital standards, but also liquidity standards
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